New EBA requirements for the MLRO: The European Banking Authority (EBA) has launched a public consultation on new guidelines on the role, tasks and responsibilities of Anti-Money Laundering and Countering the Financing of Terrorism (AML/CFT) Officers. The guidelines contain provisions on broader AML/CFT governance, including at group level....
Autor: fortbildung-wien
Was versteht man unter Business Continuity Management? Die MaRisk geben Leitlinien für das Management von Sicherheitsrisiken. Beim Business Continuity Management handelt es sich um Maßnahmen, Strategien und Prozesse, die bei einem Notfall den Geschäftsprozess sichern und wieder herstellen sollen. Ziel hierbei ist es Risiken und Schäden...
Tasks and duties of the Business Continuity Manager. From the ICT Guidelines, requirements for emergency management are implemented in the newly formulated section AT 7.3. Risk analyses must first be carried out for all time-critical activities and processes identified in an impact analysis. The emergency concept must show which substitute...
What are the tasks of the compliance function? The identification of the essential legal regulations and requirements, the non-compliance with which can lead to a risk to the assets of the institute, is carried out by the compliance function at regular intervals, taking risk aspects into account.
The compliance function shall work towards...
Was ist die CATWOE Technik? CATWOE steht für Customer – Actors – Transformation Process – World View – Owners – Environmental Constraints. Die CATWOE-Analyse ist eine Technik für effiziente Problemlösungen. Mit CATWOE analysierst du dein Unternehmen (Gesamtbild) und definierst deine Strategie für den Change. Indem du das Problem aus sechs...
